Compliance Advisory AVP - Morgan McKinley

Our client, a Global Bank, are looking for an AVP Compliance Advisory to join their Compliance team based in London. Responsibilities below: Develop efficient workflows and operational models for U.S. regulatory compliance tasks across both banking and securities business lines under a dual-hat arrangement. Manage day-to-day U.S. regulatory tasks including preparing and submitting required reports to regulators such as CFTC/NFA and SEC. Assist in the development and monitoring of the compliance…