Conduct & Control Manager

Overall Summary

At Close Brothers we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.

Join Close Brothers Conduct and Controls Team where you will deliver first class standards in Conduct & Control to protect our clients, customers, colleagues and business. Our ideal team member will have previous experience managing organisational risks and controls to appropriately embed the Enterprise Risk Management Framework (ERMF), with excellent analytical skills.

Responsibilities

• Identify, assess and monitor existing and future, commercial, operational, and conduct & control risks, ensuring appropriate mitigation strategies are in place
• Ensure reporting of risks and incidents, with root cause analysis and remediation activity, is complicate per internal and external standards
• Work closely with stakeholders to embed risk management processes across teams
• Coordinate internal and external audits, ensuring all information and documentation are available and accurate
• Prepare governance reports and dashboards for risk forums and leadership teams
  
  

WE WOULD LOVE TO HEAR FROM YOU IF YOU HAVE/ARE:

• Excellent presentation, verbal and written communications skills across all levels of the organisation
• Ability to operate and influence in a complex and diverse stakeholder environment; build and maintain effective relationships with focus on managing expectations and the ability to build credibility
• Understanding of assigned Business Unit domain and demonstration of ability to maintain business and industry knowledge
• Ability to analyse and interpret data, with a strong attention to detail, to provide high quality MI and consistent deliverables
• Ability to adapt quickly, calmly and positively to changing priorities
  
  

We are committed to providing an inclusive and accessible recruitment process. We recognise that candidates may have specific needs that require adjustments to ensure they have a fair and equal opportunity to demonstrate their skills and abilities. Candidates who require the job description or application form in an alternative format, or any other adjustments, are encouraged to email us at recruit.ssc@closebrothers.com or request a call back.

About Us

For roles offering hybrid working: At Close Brothers we support employees to balance their work life priorities and in this role you will be able to enjoy a mixture of hybrid working.

Close Brothers is a leading UK merchant banking group providing lending, deposit taking and securities trading. We employ approximately 3,000 people, principally in the United Kingdom and Ireland. Close Brothers Group plc is listed on the London Stock Exchange and is a constituent of the FTSE 250.

To find out more about Close Brothers, please visit our careers page: https://www.closebrothers.com/careers

To find out more about life at Close Brothers:

https://www.closebrothers.com/life-close-brothers#374017299-899295541

To find out more about our benefits:

https://www.closebrothers.com/employee-benefits

To find out more about our commitment to creating an inclusive environment:

Our Responsibility - Diversity and inclusion ¦ Close Brothers Group