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Head of Conduct

London Area, United Kingdom Full-time Posted 3 weeks ago

We are looking for an experienced and highly motivated Head of Conduct to join our London-based fintech as we continue to grow and build a strong, responsible and customer-focused business.

This is a key leadership role, responsible for developing and embedding a strong conduct and compliance culture across the organisation, ensuring that our business operates with integrity, transparency and in line with applicable regulatory requirements.


What you’ll be responsible for


  • Lead the development and implementation of the company’s conduct framework, policies and procedures.
  • Promote a strong culture of good customer outcomes, integrity, accountability and responsible business practices.
  • Provide senior-level advice on conduct-related regulatory requirements and best practice across the business.
  • Identify, assess and manage conduct risks, ensuring appropriate controls and mitigation plans are in place.
  • Work closely with Compliance, Risk, Legal and senior stakeholders to ensure conduct considerations are embedded into business decisions.
  • Monitor and challenge business practices where necessary, providing clear and constructive recommendations.
  • Develop and oversee conduct-related monitoring, reviews and management information.
  • Support the business in maintaining high standards of governance and regulatory compliance.
  • Keep up to date with regulatory developments and industry expectations, proactively assessing their impact on the organisation.
  • Develop and deliver training and guidance to employees, helping to embed a strong conduct culture throughout the company.
  • Act as a trusted advisor to senior leadership on conduct, culture and customer-related matters.


What we’re looking for


  • 7+ years of experience in conduct, compliance, risk or a closely related function within financial services.
  • Strong understanding of conduct risk, regulatory expectations and governance within financial services.
  • Experience operating in a regulated environment, ideally within payments, fintech or financial technology.
  • Proven ability to develop and embed policies, frameworks and controls across an organisation.
  • Strong analytical and problem-solving skills, with the ability to identify risks and translate them into practical solutions.
  • Excellent stakeholder management and communication skills, including the confidence to challenge senior stakeholders when required.
  • Strong leadership capabilities and the ability to operate effectively in a fast-paced and dynamic environment.
  • A proactive, pragmatic and commercially aware approach to conduct and regulatory matters.


Desirable

  • Experience within the payments industry.
  • Familiarity with FCA expectations and the UK regulatory environment.
  • Experience working with fintech businesses and rapidly evolving regulatory frameworks.
  • Relevant professional qualification such as ICA or equivalent.


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